Submission of Action Taken Report for Internal Audit Non-Compliances
NSE circular NSE/INSP/75251 · 17 Jul 2026
Official title
Reminder for submission of Action Taken Report for non-compliance(s) reported in Internal Audit Report for the half year ended March 31 2026
Official record
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The National Stock Exchange of India has issued a reminder to all trading members regarding the submission of the Action Taken Report (ATR) for non-compliances identified in the Internal Audit Report for the half-year ending March 31, 2026. Members are required to close these non-compliances and submit the status report via the Inspection module in the Member Portal by July 31, 2026. Failure to submit the ATR or resolve the reported observations by the deadline will result in the initiation of monetary penalties or disciplinary actions as per the Exchange's established guidelines.
What you must do
- Close non-compliances and submit the Action Taken Report via the Inspection module in the Member Portal.
Key dates
- Deadline for submission of Action Taken Report
- 31 Jul 2026
Who is affected
Document text
National Stock Exchange of India Limited
Circular
| DEPARTMENT: INSPECTION | |
|---|---|
| Download Ref No: NSE/INSP/75251 | Date: July 17, 2026 |
| Circular Ref. No: 37/2026 |
To All Trading Members,
Sub: Reminder for submission of Action Taken Report for non-compliance(s) reported in the Internal Audit Report for the half year ended March 31, 2026
This is with reference to Exchange Circular No. NSE/INSP/74566 dated June 5, 2026, regarding submission of Action Taken Report for non-compliance(s) reported in the Internal Audit for the half year ended March 31, 2026.
In this regard, members are reminded to close the non- compliance(s) and provide status of compliance(s) for the non- compliance(s) reported in the Internal Audit Report for the half year ended March 31, 2026 on or before July 31, 2026, through the Inspection module in the Member Portal in the prescribed format. Please note that in case the observations are not closed in the Action Taken Report or Action Taken Report has not been submitted within the due date, prescribed monetary penalty/disciplinary actions shall be initiated in accordance with Exchange Circular No. NSE/INSP/73792 dated April 17, 2026 or such other penalty circulars issued by the Exchange from time to time.
Members are advised to take note of the above and comply.
For and on behalf of National Stock Exchange of India Limited
Shital Lopes Chief Manager
In case of any clarifications, Members may contact our below offices:
| Regional Office | CONTACT NO. | E MAIL ID |
|---|---|---|
| Ahmedabad (ARO) | 079-65278024/55 | inspectionahm@nse.co.in |
| Chennai (CRO) | 044- 66309915/17 | inspection_cro@nse.co.in |
| Delhi (DRO) | 011-23459146/ 127/144/ 147 | delhi_inspection@nse.co.in |
| Kolkata (KRO) | 033- 40400404/06 | inspection_kolkata@nse.co.in |
| Mumbai (WRO) | 022-61928200 | compliance_wro@nse.co.in |
| Central Help Desk | compliance_assistance@nse.co.in |
Source details
- Source
- National Stock Exchange of India
- Type
- circular
- Published by source
- 17 Jul 2026
- Document number
- NSE/INSP/75251
- Issuing division
- INSPECTION
- Coverage area
- securities