Cancellation of SEBI Registration and BSE Enlistment

BSE notice 20260814-25 · 13 Aug 2026

BSE Limited cancels the enlistment of seventeen investment advisers. SEBI previously cancelled the registration certificates of these entities because they did not pay the required renewal fees under the SEBI (Investment Advisers) Regulations, 2013. The cancellation of the SEBI registration results in the automatic cancellation of the BSE enlistment. The Exchange publishes the list of affected investment advisers in the notice. These entities no longer hold valid enlistment with BSE Limited.

Official record

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What changed

BSE Limited cancels the enlistment of seventeen investment advisers. SEBI previously cancelled the registration certificates of these entities because they did not pay the required renewal fees under the SEBI (Investment Advisers) Regulations, 2013. The cancellation of the SEBI registration results in the automatic cancellation of the BSE enlistment. The Exchange publishes the list of affected investment advisers in the notice. These entities no longer hold valid enlistment with BSE Limited.

Who is affected
  • Investment advisers listed in Annexure A of the notice.
Key dates
  • Notice publication date — 13 Aug 2026
Consequences
  • The BSE enlistment of the listed investment advisers stands cancelled.

Prepared automatically from the captured official document and checked against source evidence. This is not an independent professional review. See how briefs are prepared. Verify material decisions against the official record.

Source details

Source
BSE Ltd (Bombay Stock Exchange)
Type
notice
Published by source
13 Aug 2026
Document number
20260814-25
Issuing division
Membership Compliance
Coverage area
securities

Document text

Prepared for reading; wording retained from the source.

Verify official record

NOTICE

Notice No.20260814-25
Notice Date14 Aug 2026
CategoryOthers
SegmentInvestment Advisers
DepartmentMembership Compliance
SubjectCancellation of SEBI Registration and BSE Enlistment
AttachmentsNo Attachment

SEBI has, from time to time, issued orders cancelling the Certificates of Registration of certain Investment Advisers on account of non-payment of the prescribed renewal fees under the SEBI (Investment Advisers) Regulations, 2013.

In view of the cancellation of their SEBI registrations, the enlistment granted to such Investment Advisers by BSE Limited also stands cancelled.

Accordingly, the Exchange hereby disseminates a list of Investment Advisers whose SEBI registrations have been cancelled for non-payment of renewal fees and whose BSE enlistment stands cancelled.

The details are provided in Annexure A.

Annexure A:

Sr. No.SEBI registration numberName of Investment AdviserBSE Enlistment numberSEBI Order date
1INA200014858Ankit Ujjwal162407-08-2026
2INA000002785Ankit Vyas Proprietor Monetary Solutions135607-08-2026
3INA000004294Chirag Gokani (Proprietor of Wealthwiz Advisors)169907-08-2026
4INA000002868Nilesh Vyas Proprietor - Investment Via Investment Advisory153507-08-2026
5INA000004096Santosh Singh Parihar Proprietor Traebizz Research177107-08-2026
6INA000015002Shailendra Jain Prop. Of Samriddhi Capitals124207-08-2026
7INA100015090Ankit Banga161307-08-2026
8INA000003007Ankit Jain Proprietor Ethical Research152107-08-2026
9INA000015570Mayur Joshi116607-08-2026
10INA000002090Prutech Financial Services Pvt. Ltd.147807-08-2026
11INA100015258Yachit Mahajan149807-08-2026
12INA000015668Namrata Patel120621-07-2026
13INA100014037NIVESHSHALA171621-07-2026
14INA300014767PRABUDDHA ROY121121-07-2026
15INA000014119Rohan Sharma108421-07-2026
16INA200014964SUNIL KUMAR DHAVALA122321-07-2026
17INA200014469Suryanarayana Murthy140821-07-2026

Praveenkumar Acharya
Assistant Vice President
Membership

Neeky Subramaniam
Manager
Membership

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