Conduct of Annual Compliance Audit FY 2025-26 for Investment Advisers
BSE notice 20260904-15 · 04 Sept 2026
Official title
Important Notice: Conduct of Annual Compliance Audit FY 2025-26 for Investment Advisers
Official record
Open source pageSummary
Check the official recordWhat changed
All Investment Advisers must conduct an annual compliance audit for the financial year 2025-26. Investment Advisers must complete this audit by September 30, 2026. The Exchange will provide a portal for report submission by the end of September 2026. The Exchange will issue a separate notice when the submission window opens. Investment Advisers must submit the audit report through the Exchange portal. The Exchange does not accept reports sent by email or other methods. Investment Advisers may appoint an auditor through the system or submit the report directly.
What you must do
- Conduct the annual compliance audit by September 30, 2026.
- Submit the audit report through the Exchange portal.
Key dates
- Deadline for conduct of annual compliance audit
- 30 Sept 2026
Document text
[Image omitted. See the official document.]
NOTICE
| Notice No. | 20260904-15 |
|---|---|
| Notice Date | 04 Sep 2026 |
| Category | Others |
| Segment | Investment Advisers |
| Department | Membership Compliance |
| Subject | Important Notice: Conduct of Annual Compliance Audit FY 2025-26 for Investment Advisers |
| Attachments | Annexure_to_Audit_Report_IA_FY2025-26 ; |
| Process_flow_for_ACR_submission |
[Image omitted. See the official document.]
In continuation of Exchange Notice No. 20260504-20, all Investment Advisers (IAs) are hereby informed that the Annual Compliance Audit for FY 2025-26 is required to be conducted on or before September 30, 2026.
The portal for submission of the Annual Compliance Audit Report is likely to be made available by the end of September 2026. A separate intimation will be issued once the submission window is made live.
For submission of the Annual Compliance Audit Report, IAs will be provided with the following two options:
- Appointment of Auditor through the system, or
- Direct submission by the IA.
The detailed process flow for both modes of submission is provided in the annexed flow chart for reference and guidance.
IAs are advised to note that only submissions made through the Exchange portal shall be considered valid. Submission of audit reports through email or any other mode shall not be accepted.
All the Investment Advisers are advised to take note and comply.
| Neeky Subramaniam | Krishna Pandey |
|---|---|
| Manager | Deputy Manager |
| Membership | Membership |
Source details
- Source
- BSE Ltd (Bombay Stock Exchange)
- Type
- notice
- Published by source
- 04 Sept 2026
- Document number
- 20260904-15
- Issuing division
- Membership Compliance
- Coverage area
- securities